Regal Securities Data Breach Investigation

Turke & Strauss LLP, a leading data breach law firm, is investigating Regal Securities, Inc. regarding its recent data breach. The Regal Securities data breach involved sensitive personal identifiable information belonging to over 18,000 individuals.


Regal Securities is a financial services company providing brokerage and advisory solutions to individuals. As an independent wealth management company, Regal Securities offers wealth management services and assists its clients with investment, trading, and portfolio management. Additionally, Regal Securities offers its clients access to over 2,000 mutual funds, retirements plans, money market accounts, trust services, and alternative investments. Founded in 1977, Regal Securities began when George Bokios started one of the first discount brokerage firms in the Glenview area. In 1993, Regal Securities began functioning as a national deep discount firm specializing in stock and options transactions.3 Headquartered in Glenview, Illinois, Regal Securities employs approximately 70 individuals.


In February 2023, Regal Securities discovered that it had experienced a data breach in which the sensitive personal identifiable information in its systems may have been accessed. Through its investigation, Regal Securities determined that an unauthorized actor may have accessed this sensitive information between January 31 and February 3, 2023. On August 25, 2023, Regal Securities began contacting individuals whose information may have been impacted. The type of information exposed includes:

  • Name
  • Social Security number
  • Date of birth
  • Driver’s license number
  • Financial account number

If you received a breach notification letter from Regal Securities:

We would like to speak with you about your rights and potential legal remedies in response to this data breach. Please fill out the form, below, or contact us at (608) 237-1775 or

If you were impacted by the Regal Securities data breach, you may consider taking the following steps to protect your personal information.

  1. Carefully review the breach notice and retain a copy;
  2. Enroll in free credit monitoring service provided by Regal Securities, Inc.;
  3. Change passwords and security questions for online accounts;
  4. Regularly review account statements for signs of fraud or unauthorized activity;
  5. Monitor credit reports for signs of identity theft; and
  6. Contact a credit bureau(s) to request a temporary fraud alert.

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